Bank of India & Ors. vs. Pankaj Srivastava
Background
The respondent's father, a Bank of India employee, died in service in 2000. The respondent sought a compassionate appointment as a Clerk, but the bank refused, citing an internal scheme (and a 2002 Board directive) that barred compassionate appointment where the deceased employee faced a major disciplinary penalty or such a penalty was contemplated at the time of death, pointing to the fact that a charge-sheet against the father was said to be "under preparation" before he died. A Single Judge of the High Court ruled in the respondent's favour, directing the bank to consider his claim, and a Division Bench of the High Court affirmed this on intra-court appeal.
Decision Breakdown
The Supreme Court dismissed the bank's appeal. It held that the bank's own scheme only barred compassionate appointment where a major penalty had actually been awarded or was genuinely "contemplated" (i.e., disciplinary proceedings pending or under active consideration), not merely where a charge-sheet was said to be in preparation, with no charge-sheet ever issued and no suspension ever imposed. Since there was no concrete evidence that disciplinary action had actually been contemplated before the employee's death, the exclusion clause did not apply, and the High Court's decision to direct consideration of the compassionate appointment claim was correct.
Lesson Learnt
An employer cannot deny a benefit like compassionate appointment based on mere speculation that disciplinary action might have followed: actual contemplation or initiation of proceedings against the deceased employee must be concretely shown, not inferred from preparatory paperwork alone.